Compliance Officer – Regulated Financial Advice - Sale

Job Type:
Financial Services
Manchester & North West
Salary range:
£20, 000 - £29, 999, £30, 000 - £39, 999
Salary Description:
To £35k + superb suite of benefits
Start Date:
Job Ref:

As a true market-leader in its specialist field, our client continues to enjoy impressive expansion. As a result, the firm now seeks additional compliance expertise to help it service its ever-growing network of IFA’s.

Dealing with file review work for a wide variety of Directly Authorised IFAs, you’ll ensure that compliant advice is provided to the customer, with a focus on specialist and complex cases. On a daily basis you’ll review client advice files to the highest possible standard and prepare detailed, coherent reports that present remedial action, where appropriate, to comply with FCA regulations and TCF principles.

This is a full-time, permanent opportunity based from our client’s impressive Greater Manchester offices, where you’ll work autonomously but will be part of a specialist team of market professionals, all with the same high standards and attention to detail.

As a matter of urgency, we invite applications from Diploma Qualified individuals with, ideally, recent experience in a file review or complaint handling role. Additionally, we also welcome applications from experienced Advisers seeking a move from advice into something different yet relevant to their experience and qualifications.

In return, you can expect a basic salary of up to £35K underpinned by a superb suite of benefits to include bonus, 27 days holiday, PMI, Life Assurance, Pension with 7% employer contribution, and shopping discounts. Our client is ready to interview and offer now. There is a one interview process and all interviewees can expect a swift response.

Aston Charles - a personalised service from industry experts

Financial Services and General Insurance Recruitment

Contact Details:
Tel: 0345 193 0397
Contact: Andrew Barrett

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