There are very few mortgage intermediaries in the market that can rival this broker’s offering. Partnered with a high-profile aggregator site, and being fed leads from 200 retail outlets from across the UK, Mortgage Advisers in this firm are never short of business to write.
This firm, based in vibrant offices in the heart of Milton Keynes, has enormous investment from its parent company and is in a very exciting phase of growth.
In line with its compliance and regulatory framework, our client is seeking a File Checker to ensure the quality and competence of its Mortgage & Protection Advisers.
You will undertake compliance reviews of Mortgage Advisers’ activity against relevant regulatory rules and company standards. Specific duties will include monitoring Advisers’ telephone calls, accurately recording observations and feeding back information to the Supervisors. You will compile reports, highlighting relevant trends and shortcomings, providing recommendations to promote a positive compliance culture within the business. You will also collate evidence relating to customer complaints, as well as keeping up to date with industry and regulatory changes.
You must have recent experience of working within the financial services sector, with a good working knowledge of the mortgage sales process. Previous experience within a Compliance or Quality Assurance role within Mortgages & / OR Protection would be ideal, although our client is flexible on this. Perhaps you are a qualified Mortgage Advisor who would like to move into Compliance? Crucially, you must have great attention to detail, well-honed organisational skills, a strong moral compass and an ethical approach. Working with a range of stakeholders, you will also be approachable, diplomatic and assertive.
Being an independent business that is free from a lot of the corporate bureaucracy that can be found in many larger firms, you can make a real difference within this company, helping to shape the future direction of the mortgage and protection offering. As such, you must display a flexible approach and be open to change as this expanding operation refines its processes and procedures.
Having visited this company personally, there is a real air of excitement about the place, and you will enjoy working alongside a passionate and driven management team who will be fully committed to your success and professional development from day one.
You will be rewarded with a basic salary of up to £30K. Refreshingly, this firm offers an attractive benefits package including pension, Death in Service and free parking, as well as having a good social scene.
There could not be a more exciting time to join this organisation as it embarks upon a great period of growth, so apply in confidence today and be part of this success story.
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