There are very few mortgage intermediaries in the market that can rival this broker’s offering. Partnered with a high-profile aggregator site, and being fed leads from 200 retail outlets from across the UK, Mortgage Advisers in this firm are never short of business to write.
Based in vibrant offices in the heart of Milton Keynes, this firm has enormous investment from its parent company and is in a very exciting phase of growth.
In line with its compliance and regulatory framework, our client is seeking an experienced Compliance Manager to contribute to the risk and compliance culture within the business.
Duties will include, but not be limited to, ensuring that the business is compliant with all applicable legislation, regulatory requirements and internal polices, and providing advisory support to business departments. You will give advice on new product offerings and marketing initiatives, as well as developing and maintaining a Compliance Monitoring Plan. You will also carry out audits, maintain an effective risk framework, and investigate risk issues, breaches, and suspicious activity reports.
You must have previous experience in a Compliance role within the financial services sector (ideally encompassing Mortgage & / OR Protection products). You must also have a good working knowledge and understanding of FCA regulations, in particular the ICOB, MCOB, and DISP sourcebooks, as well as experience in writing and reviewing compliance processes and procedures. As expected, you must have a strong moral compass and an ethical approach, coupled with good organisation skills and the ability to multi-task.
Being an independent business that is free from a lot of the corporate bureaucracy that can be found in many larger firms, you can make a real difference within this company, helping to shape the future direction of the mortgage and protection offering. As such, you must display a flexible approach and be open to change as this expanding operation refines its processes and procedures.
Having visited this company personally, there is a real air of excitement about the place, and you will enjoy working alongside a passionate and driven management team who will be fully committed to your success and professional development from day one.
This role is office-based, and there will be some travel between various locations in the Northamptonshire and Buckinghamshire region.
You will be rewarded with a basic salary of up to £45K (Negotiable). Refreshingly, this firm offers an attractive benefits package including pension, Death in Service and free parking, as well as having a good social scene.
There could not be a more exciting time to join this organisation as it embarks upon a great period of growth, so apply in confidence today and be part of this success story.
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