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Compliance Officer – DB Transfers - Financial Services - Huddersfield

Job Type:
Financial Services
Yorkshire & Humberside
Salary range:
£40, 000 - £49, 999
Salary Description:
£42k + superb suite of benefits
Start Date:
Job Ref:

As a true market-leader in its specialist field, our client continues to enjoy impressive expansion. As a result, the firm now seeks additional compliance expertise to help it service a new, prestigious stream of business.

Dealing with file review work for a leading global financial services specialist, you’ll focus on Defined Benefits Transfers, ensuring that compliant advice is provided to the customer with a focus on specialist and complex cases. On a daily basis you’ll review complex client DB Transfer files to the highest possible standard and prepare detailed, coherent reports that present remedial action where appropriate to comply with FCA regulations and TCF principles.

This is a full time, permanent opportunity, but impressively does come with the option of flexible working hours and the opportunity to spend some days working from home too. With the company’s employee-centric approach, our client is keen to find a way to may it work for the applicant if there is a mutual desire to work together and the individual can demonstrate the pre-requisite skills and qualifications. Additionally, this is a great opportunity to work on a most important key account, and your operational excellence will no doubt be noticed and subsequently be rewarded as further opportunities present themselves.

As a matter of urgency, we invite applications from Diploma Qualified individuals with the additional AF7 qualification, ideally with proven compliance and file checking experience. However, we also welcome applications from experienced Advisers seeking a move from advice into something different yet relevant to their experience and qualifications.

In return, you can expect a basic salary of circa £42K underpinned by a superb suite of benefits to include bonus, 27 days holiday, PMI, Life Assurance, Pension with 7% employer contribution, and shopping discounts. Our client is ready to interview and offer now. There is a one interview process and all interviewees can expect a swift response.

Aston Charles - a personalised service from industry experts

Financial Services and General Insurance Recruitment

Contact Details:
Tel: 0345 193 0397
Contact: Andrew Barrett

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